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结合参数优化及不确定性量度的CASA模型改进与NPP估算

CASA Model Improvement and NPP Estimation Through Parameter Optimization and Uncertainty Quantification

  • 摘要: 以滇西北为研究区,通过Morris和Sobol方法识别敏感参数及其交互效应,结合机器学习与物理约束方法对关键参数进行分阶段优化;基于改进模型的NPP估算结果与MOD17A3HGF NPP建立误差方程,定量评估模型输出的不确定性,并将最优模型用于研究区NPP估算。结果表明:光合有效辐射吸收比(FPAR)和太阳辐射(SOL)是模型中关键且交互作用最强的参数。月尺度下,经双参数优化后的模型12表现最佳,R2=0.805,RMSE=66.737 gC/(m2∙a),其中R2较基准模型提升0.493,不确定性降低了5.05%。研究区NPP空间分布呈“南北低中间高”的格局,NPP估算结果的总不确定性为5.320 TgC/a。构建的CASA模型改进框架通过分阶段敏感参数优化与不确定性量度,显著增强了模型的适用性与可靠性。

     

    Abstract: Taking north-western Yunnan as the study area, we first identified sensitive parameters and their interaction effects using the Morris and Sobol methods. We then carried out a phased optimisation of key parameters by combining machine learning with physically constrained methods. Finally, we established an error equation between the NPP estimates from the improved model and the MOD17A3HGF NPP to quantitatively assess the uncertainty in the model outputs, and applied the optimised model to estimate NPP in the study area. The results indicate that the photosynthetically active radiation absorption ratio (FPAR) and solar radiation (SOL) are the key parameters in the model and exhibit the strongest interactions. On a monthly scale, Model 12, optimised using the two-parameter approach, performed best (R2 = 0.805, RMSE = 66.737 gC/(m2·a)), with an R2 value 0.493 higher than that of the baseline model and a 5.05% reduction in uncertainty. The spatial distribution of NPP in the study area exhibits a pattern of “low in the north and south, high in the centre”, with a total uncertainty in the NPP estimates of 5.320 TgC/a. The improved CASA model framework, developed through phased optimisation of sensitive parameters and quantification of uncertainty, has significantly enhanced the model’s applicability and reliability.

     

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